Broker Check

Fee Schedule

Fee Schedule
  • Annual Planning Fees*

    We are a Fee-Based Financial Planning firm dedicated to creating customized financial plans at a predetermined cost. We take the time to understand you fully, work closely with you, and develop a comprehensive plan tailored to your unique financial goals.

    Level I - minimum $1,250
    Level II - minimum $3,750
    Level III - minimum $6,250

  • Annual Fee** 0.5% - 1.25% of investment assets under management

    We offer investment management services for our clients. Our investment management services include, but are not limited to:

    Investment manager selection | Portfolio manager ongoing due diligence | Portfolio rebalancing | Tax loss harvesting | Risk and expense management | Cash flow management | Required minimum distributions management | Charitable contributions management | Roth conversion strategies | Tax-sensitive investment strategies | CPA and estate planning attorney coordination to ensure careful tax and estate investment planning

    Annual Tiered Assets Under Management Fees

    Up to $1,000,000 - 1.25%
    Next $1,000,001 - $2,000,000 - 0.95%
    Next $2,000,001 - $5,000,000 - 0.70%
    Next $5,000,001 - 0.50%
  • After we complete a comprehensive insurance needs analysis, we'll provide tailored proposals that align with your goals and prioritize your best interests. Costs will vary depending on the product and the company, and the available products may include:

    Annuities | Life Insurance | Disability Insurance | Long Term Care Insurance

  • • Investor 360 (client portal)
    • eMoney (financial planning analysis)
    • Holistiplan (tax planning and analysis)
    • Trust & Will (estate planning)
    • ValuCompass (business evaluation)

* This fee schedule is provided as a general overview. Fees for Financial Planning Services are negotiable and are based on a variety of factors including the services selected and complexity of your situation. Your actual fee may differ and will be disclosed in your Financial Planning Services Agreement. A complete explanation of fees and services is available in the MML Investors Services, LLC Financial Planning Services ADV Brochure. Information as of 05/31/2026 and subject to change.

** This fee schedule applies to the Advisory Fee, which is one portion of the overall Client Fee. The Advisory Fee is assessed on all of the assets in a client’s account. The overall Client Fee for an advisory account will include other fees, as applicable, such as a Firm Fee, a Sub-Manager Fee and fees for overlay services. The Client Fee is paid in advance and is deducted from clients’ accounts on a monthly basis.

The maximum permissible advisory fee that may be charged for managed assets is 1.54%. The rates above represent the typical fee range presented to clients. However, the Advisory Fee is subject to negotiation based on various factors. Clients may pay higher or lower fees based on these factors. Discuss any questions with your advisor. Actual fees will be provided on your Statement of Investment Selection/proposal.


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